Executive Editor: Peter Trafton

Authors: Martin Jaeger, Frankie Leung, Wilson Li

Proximal humerus 11-B1.1/3 Open reduction; plate fixation

back to skeleton

Glossary

1 Principles top

The greater tuberosity is typically displaced posterosuperiorly due to the pull of the rotator cuff. enlarge

Proper reduction

The greater tuberosity is typically displaced posterosuperiorly due to the pull of the rotator cuff. The humeral head is typically rotated posteriorly due to the pull of the subscapularis tendon on the intact lesser tuberosity. Both aspects of deformity have to be corrected precisely. If there is a valgus/varus malposition of the humeral head this has to be corrected to allow a proper reduction of the greater tuberosity.


Sutures in the rotator cuff tendon insertions aid manipulation, reduction, and temporary fixation. enlarge

Suture reduction and fixation of the greater tuberosity

Sutures in the rotator cuff tendon insertions aid manipulation, reduction, and temporary fixation of a proximal humerus fracture.
Traction on the sutures helps achieve reduction. When tied, they bring the fragments together and stabilize them.


Sutures placed through the insertions of each rotator cuff tendon increase stability. enlarge

Tension band sutures in addition to plate and screws

Sutures placed through the insertions of each rotator cuff tendon increase stability, and should be used as well as the plate and screws, particularly for more comminuted and/or osteoporotic fractures. With osteoporotic bone, the tendon insertion is often stronger than the bone itself, so that sutures placed through the insertional fibers of the tendon may hold better than screws or sutures placed through bone.
These additional sutures are typically the last step of fixation.


Angular stable versus standard plates enlarge

Angular stable versus standard plates

This procedure describes proximal humeral fracture fixation with an angular stable plate (A). Sometimes, these implants are not available. Standard plates provide an alternative option, for example the modified cloverleaf plate (B). Presently, the specific indications, advantages, and disadvantages of angular stable and standard plates are being clarified. There is some evidence that angular stable plate provide better outcomes. In addition to type and technique of fixation, the quality of reduction, the soft-tissue handling, and the characteristics of the injury and patient significantly influence the results. There is no evidence that the use of angular stable plates will overcome these other factors.

2 Reduction and preliminary fixation top

B1.1 and B1.3 fractures involve the surgical neck of the humerus and the greater tuberosity. enlarge

Reduction

B1.1 and B1.3 fractures involve the surgical neck of the humerus and the greater tuberosity.

Sequence of repair:

  1. Reduce and fix the greater tuberosity to the humeral head (thereby converting the 3-part fracture into a 2-part situation)
  2. Reduce the proximal humeral fragment to the shaft and fix it.

Begin by inserting sutures into the insertion fibers of subscapularis tendon (1) and the supraspinatus tendon (2). enlarge

Place rotator cuff sutures

Subscapularis and supraspinatus tendon
Begin by inserting sutures into the subscapularis tendon (1) and the supraspinatus tendon (2). Place these sutures just superficial to the tendon’s bony insertions. These provide anchors for reduction, and temporary fixation of the greater and lesser tuberosities.


Next, place a suture into the infraspinatus tendon insertion (3). enlarge

Infraspinatus tendon
Next, place a suture into the infraspinatus tendon insertion (3). This can be demanding, and may be easier with traction on the previously placed sutures, or with properly placed retractors.


It is easier the further lateral of an approach is used. A) shows an deltopectoral approach and B) an anterolateral approach. enlarge

Variations depending on the approach chosen
Inserting sutures into the infraspinatus tendon is easier with a lateral approach. A) shows a deltopectoral approach and B) an anterolateral (transdeltoid) approach.


Anterior traction on the supraspinatus tendon helps expose the greater tuberosity and infraspinatus tendon. enlarge

Use of stay sutures
Anterior traction on the supraspinatus tendon helps expose the greater tuberosity and infraspinatus tendon.


Insert a preliminary traction suture into the visible part of the posterior rotator cuff ... enlarge

Insert a preliminary traction suture into the visible part of the posterior rotator cuff …


... and pull it anteriorly. enlarge

… and pull it anteriorly. This will expose the proper location for a suture in the infraspinatus tendon insertion. Then the initial traction suture is removed.

Pearl: larger needles
A stout sharp needle facilitates placing a suture through the tendon insertion.


Use of blunt, curved Hohmann retractors underneath the deltoid muscle can be helpful to expose the humeral head. enlarge

Pearl: use of retractors
Use of blunt, curved Hohmann retractors underneath the deltoid muscle can be helpful to expose the humeral head.


Similarly, a so-called delta retractor may improve deltoid retraction. enlarge

Similarly, a so-called delta retractor may improve deltoid retraction.


Grabbing bone fragments with a forceps or clamp will typically increase comminution of osteoporotic bone. enlarge

Pitfall: use of forceps or clamps in osteoporotic bone
Grabbing bone fragments with a forceps or clamp will typically increase comminution of osteoporotic bone. This should be avoided by using sutures as “handles” for manipulation and reduction.


Correct the valgus impaction by elevating the the displaced proximal humeral segment. enlarge

Reduce the humeral head

Correct the valgus impaction by elevating the displaced proximal humeral segment. The required force may vary according to the degree of impaction.

Various techniques can be used to lift the humeral head such as:
A) Digital pressure
B) Use of a blunt periosteal elevator (as illustrated)


A varus force can be applied to the humeral shaft. enlarge

C) Leverage. A varus force can be applied to the humeral shaft. This can be achieved by using a fulcrum (eg, the surgeons fist, as shown, or a roll of towels) in the axilla.


Combination of direct manipulation and leverage. enlarge

D) Combination of direct manipulation and leverage.


If the fragments jammed together, disimpaction with a bone punch may be required. enlarge

E) If the fragments are jammed together, disimpaction with a bone punch may be required.


Pull the sutures in the supra- and infraspinatus tendons in order to reduce the greater tuberosity. enlarge

Reduce the greater tuberosity

Pull the sutures in the supra- and infraspinatus tendons in order to reduce the greater tuberosity.

Pearl: a periosteal elevator might be helpful in order to manipulate the greater tuberosity.


Tighten and tie the transverse sutures in order to preliminarily fix the greater tuberosity fragment. enlarge

Preliminary fix the greater tuberosity

Tighten and tie the transverse sutures in order to preliminarily fix the greater tuberosity fragment. Thereby, the 3-part fracture is converted into a 2-part situation.


After preliminary fixation check the reduction visually and by image intensification. enlarge

Confirm reduction

After preliminary fixation check the reduction visually and by image intensification.

Visual control
All fracture lines should be closed without any step or gap especially between the greater and lesser tuberosities.


Confirm the inclination of the humeral head. enlarge

Radiographic confirmation
The AP x-ray should show the correct relationship between the humeral head and the tuberosities.
Superolaterally, the humeral head and the greater tuberosity should be flush without a step-off or gap. In particular, make sure that the greater tuberosity is not above the humeral head.
Confirm the inclination of the humeral head. The centrum collum diaphyseal angle (CCD) is illustrated. It is the angle between the axis of the humeral diaphysis, and the axis of the humeral neck, best identified as a perpendicular to the base of the humeral head. The CCD should be approximately 135°.
Valgus displacement of the humeral head must be corrected so there is enough room laterally for the tuberosities to be reduced.

Note: In B1.3 fractures, with apex anterior angular deformity, the axial alignment has to be checked with a lateral image, rather than the AP view.


Confirm proper rotational alignment enlarge

Confirm proper rotational alignment
Correct rotational alignment must be confirmed. This can be done by matching the fracture configurations on both sides of the fracture. This would be useful in the more transverse fracture configuration as shown in the illustration.

Pearl: check retroversion
The bicipital groove might be a good indicator for correct rotation. In case of correct rotation, no gap/angulation is visible at the level of the fracture
.

Remember that the humeral head is normally retroverted, facing approximately 25° posteriorly (mean range: 18°-30°) relative to the distal humeral epicondylar axis. This axis is perpendicular to the forearm with the elbow flexed to 90°.


If the greater tuberosity is multifragmentary it might become necessary to use additional K-wires to fixate separate fragmemts. enlarge

Preliminary fixation

Quite often, the situation after reduction of the humeral head is stable and does not require additional preliminary fixation with K-wires. Nevertheless, in some cases it might be advantageous to use additional K-wires to secure the position of the humeral head. Therefore, use 2 or 3 K-wires. Make sure to place them from anterior in order to avoid interference with the foreseen plate position.

If the greater tuberosity is multifragmentary it might become necessary to use additional small K-wires in order to fix separate fragments.

Confirmation of reduction
The correct reduction must be confirmed in both AP and lateral views using image intensifier control.


Pearl: reduction of tuberosities under humeral head enlarge

Pearl: reduction of tuberosities under humeral head
Anatomical reduction requires proper approximation of the greater tuberosity underneath the humeral head. Secure this by tightening the horizontal sutures between the subscapularis and infraspinatus tendons (lesser and greater tuberosities).


Pitfall: insufficient reduction of humeral head enlarge

Pitfall: insufficient reduction of humeral head
A common mistake in reduction of the humeral head is insufficient elevation of the humeral head laterally, in relation to the humeral shaft. This keeps the greater tuberosity from fitting properly under the humeral head. As shown, the humeral head may remain below the top of the tuberosities.


In osteoporotic bone, stability may be increased by leaving medial impaction of the humeral head. enlarge

Pearl: osteoporotic bone
In osteoporotic bone, stability may be increased by accepting some
medial impaction of the humeral head.

3 Plate position top

Correct plate position enlarge

Correct plate position

The correct plate position is:

  1. about 5-8 mm distal to the top of the greater tuberosity
  2. aligned properly along the axis of the humeral shaft 
  3. slightly posterior to the bicipital grove (2-4 mm)

To confirm a correct axial plate position insert a K-wire through the proximal hole of the insertion guide. enlarge

Confirmation of correct plate position
The correct plate position can be checked by palpation of its relationship to the bony structures and also confirmed by image intensification.

To confirm a correct axial plate position insert a K-wire through the proximal hole of the insertion guide. The K-wire should rest on the top of the humeral head.


Pitfall: plate too close to the bicipital groove enlarge

Pitfall 1: plate too close to the bicipital groove
The bicipital tendon and the ascending branch of the anterior humeral circumflex artery are at risk if the plate is positioned too close to the bicipital groove. (The illustration shows the plate in correct position, posterior to the bicipital groove).


Pitfall: plate too proximal enlarge

Pitfall 2: plate too proximal
A plate positioned too proximal carries two risks: 

  1. The plate can impinge the acromion
  2. The most proximal screws might penetrate or fail to securely engage the humeral head

4 Plate fixation top

Attach the plate to the humeral shaft with a bicortical small fragment 3.5 mm screw inserted through the elongated hole. enlarge

Attach plate to humeral shaft

Attach the plate to the humeral shaft with a bicortical small fragment 3.5 mm screw inserted through the elongated hole.

Pearl 1: fine tuning of plate position
If the first screw is inserted only loosely in the center of the elongated hole, fine-tuning of the plate position is still possible. With the plate in proper position, tighten this screw securely.


Pearl: preliminary plate fixation with K-wires enlarge

Pearl 2: preliminary plate fixation with K-wires
For x-ray confirmation of plate position, one can fix the plate preliminarily to the bone with several 1.4 mm K-wires inserted through the small plate holes, before placing any screws.


Alternative provisional plate fixation: K-wires inserted through their appropriate K-wire sleeves. enlarge

Pearl 3: insert K-wires through appropriate guiding sleeves.


Use an appropriate sleeve to drill holes for the humeral head screws. enlarge

Fix plate to the humeral head

Drill holes
Use an appropriate sleeve to drill holes for the humeral head screws. Do not drill through the subchondral bone and into the shoulder joint.


“Woodpecker”-drilling technique enlarge

Avoiding intraarticular screw placement
Screws that penetrate the humeral head may significantly damage the glenoid cartilage. Primary penetration occurs when the screws are initially placed. Secondary penetration is the result of subsequent fracture collapse. Drilling into the joint increases the risk of screws becoming intraarticular.

Two drilling techniques help to avoid drilling into the joint.

Pearl 1: “Woodpecker”-drilling technique (as illustrated)
In the woodpecker-drilling technique, advance the drill bit only for a short distance, then pull the drill back before advancing again. Keep repeating this procedure until subchondral bone contact can be felt. Take great care to avoid penetration of the humeral head.

Pearl 2: Drilling near cortex only
Particular in osteoporotic bone, one can drill only through the near cortex. Push the depth gauge through the remaining bone until subchondral resistance is felt.


Determine screw length enlarge

Determine screw length
The intact subchondral bone should be felt with a depth gauge or blunt pin to ensure that the screw stays within the humeral head. The integrity of the subchondral bone can be confirmed by palpation or the sound of the instrument tapping against it. Typically, choose a screw slightly shorter than the measured length.


Insert a locking-head screw through the screw sleeve into the humeral head. enlarge

Insert screw
Insert a locking-head screw through the screw sleeve into the humeral head. The sleeve aims the screw correctly. Particularly in osteoporotic bone, a screw may not follow the hole that has been drilled.


Place a sufficient number of screws (often 5) into the humeral head. enlarge

Number of screws and location
Place a sufficient number of screws (often 5) into the humeral head. The optimal number and location of screws has not been determined. Bone quality and fracture morphology should be considered. In osteoporotic bone a higher number of screws may be required.


Insert one or two additional bicortical screws into the humeral shaft. enlarge

Insert additional screws into the humeral shaft

Insert one or two additional bicortical screws into the humeral shaft.

Any K-wires placed during the procedure may now be removed.

5 Supplementary rotator cuff tendon sutures top

Secure the tendons of the rotator cuff with additional tension band sutures through the small holes in the plate. enlarge

Secure the tendons of the rotator cuff (subscapularis, supraspinatus, infraspinatus) with additional tension band sutures through the small holes in the plate.

6 Use of standard plates top

If no angular stable plate is available, a standard plate provides an alternative. The described procedure (reduction, ... enlarge

If no angular stable plate is available, a standard plate provides an alternative. The described procedure (reduction, preliminary fixation, and rotator cuff sutures) is essentially the same for standard plates, except for the screws. A good choice from the standard plates is the small fragment cloverleaf plate, with its tip cut off, and contoured as necessary. This plate allows multiple small fragment screws for the humeral head.

Be aware that angular stable implants provide better fixation, especially in osteoporotic bone. On the other hand, even angular stable plates are not a substitute for good surgical technique and judgment. Advances in fracture classification, understanding of the blood supply, use of rotator cuff tendon sutures, anatomical fracture reduction, and provisional fixation, represent improvements in care. When combined with optimal implants, these contributions offer the best chance of a good outcome.

7 Final check of osteosynthesis top

Carefully check for correct reduction and fixation (including proper implant position and length) at various arm positions. enlarge

Using image intensification, carefully check for correct reduction and fixation (including proper implant position and length) at various arm positions. Ensure that screw tips are not intraarticular.


Also obtain an axial view. enlarge

Also obtain an axial view.


In the beach chair position, the C-arm must be directed appropriately for orthogonal views. enlarge

In the beach chair position, the C-arm must be directed appropriately for orthogonal views. Position arm as necessary to confirm that reduction is satisfactory, fixation is stable, and no screw is in the joint.

v2.0 2011-05-02